Thursday, December 17, 2009
A Year On
Thursday, August 13, 2009
26/11 - where are we today
Background, Education and Experience:
The candidate should have :
· A high status (in the Indian context)
· Served in the Security Forces – in a high ranking position
· Proven field experience
· Proven management experience
· Management capability
Personality Traits:
Ideally the candidate should demonstrate the following personality traits:
· Charisma
· Authority figure
· Flexible thinking
· A natural leader
· Assertive
· Good interpersonal skills
Tuesday, January 6, 2009
100-day plan to take on terror
Though that still leaves the question open, of when the bureaucrats running the Defence Ministry will feel the need to induct senior executives from the military for strategy and policy formulation on defence matters. After that we still have the question of when - with the merging external and internal threat domains - a greater level of integration of agencies - with their divergent strategies, disparate structures, inimical cultures, outdated processes and arcane systems - would result.
Saturday, December 20, 2008
Terrorism Legislations Passed
- National Investigative Agency (NIA) Bill
- Unlawful Activities (Prevention) Ammendment Bill
The NIA Bill provides for setting up an agency at the Central level with powers to probe terrorism and other crimes having national ramifications. The agency will be established in a "concurrent jurisdictions" framework with provisions for taking up specific cases under specific Acts for investigation. It also envisages provisions for setting up of Special Courts to try terror-related cases. The agency will deal with all ramifications of terror including complex inter-state and international linkages and possible connections with other criminal activities such as drugs and arms smuggling, transfer and circulation of fake currency and infiltration across national boundaries. It also includes a schedule of acts covering offences against the state, terrorism, atomic energy, hijacking, WMD, etc, all of which are already in the federal ambit, creating a clear division of center-state agency responsibilites. This however, does not preclude agencies working together at different levels and at different times as required by a situation.
The Unlawful Activities (Prevention) Ammendment Bill that seeks to ammend the Unlawful Activities (Prevention) Act 1967 (UAPA), aims at strengthening the arrangements for speedy investigation, prosecution and trial of cases related to terrorism while at the same time guarding against any possible misuse of such provisions. The earlier ammendments to the UAPA to facilitate terror related investigation do not take into consideration various new facets of terrorism and terrorist activities including financing of terrorism, recruiting persons for terrorist acts and for organizing camps to impart training in terrorism.
The idea of a federal agency to deal with grave offences which have interstate or nationwide ramifications had been mooted in the Parliament in 2001. It has taken several terrorist attacks, three different committee reports and seven years since to pass the bill to constitute the NIA. Though a small step in the right direction, these focus on investigation and prosecution AFTER the acts of terror are committed - an element of PURSUE. There is no word yet on the other three aspects of countering terror - PREPARE, PREVENT or PROTECT - especially the mechanism to integrate the functioning of various existing agencies at the center and from the central level, down to the regional and local levels. The recent ruling by the Bombay High Court to constitute an interim committee headed by a retired supreme court judge to recommend measures to the government with a view to prevent recurrence of last month's terror attacks in the city is significant as for the first time, it includes, besides officials from the police, bureaucracy and the judiciary, eminent citizens from different walks of life in Mumbai. Whether other cities follow the precedence set by Mumbai is yet to be seen. What is however apparent is the fact that citizens councils will increasingly provide a way for capable individuals to participate and contribute to the finding solutions to challenges facing society and to hold those in elected office accountable for their actions.
Monday, December 15, 2008
Global Response to Terror: UK
- PREVENT - prevent terrorism by tackling the radicalization of individuals, by tackling disadvantage (inequalities, discrimination), supporting reform, changing the environment in which these elements operate and challenging ideologies that justify use of violence.
- PURSUE - pursue terrorists and those that sponsor them including gathering intelligence, disrupting terrorist activity, strengthening legal framework and working with partners to strengthen different areas of international cooperation.
- PROTECT - protect the public, key national services and UK interests overseas including strengthening border security, protecting key utilities, working with the private sector, reducing risk and impact of attacks on transportation and in crowded places.
- PREPARE - preparing for the consequences including identifying potential risk and assessing their impact, building capabilities to respond and continually evaluating and testing preparedness.
GBP 775 million was made available following the 9/11 attacks to provide additional resources to respond to terrorist events and in support of the delivery of the counter-terrorism strategy, including increasing the funding and capacity of security and intelligence services and the police. By 2008, annual spending on counter-terrorism, intelligence and resilience will reach GBP 2 billion.
The Civil Contingencies Secretariat (CCS) in the Cabinet Office coordinates the UK governments work to enhance the country's resilience to the full range of emergencies. The CCS coordinates the work of the Government departments who are responsible for contingency planning and response within their areas.
A horizon-scanning and national risk assessment capability has been established in central government to spot trouble in advance and ensure long term preparedness. The horizon scans and risk assessments issued by the Domestic Horizon Scanning Committee serve to give the Government Department and others a heads-up on approaching potential disruptive challenges up to 12 months ahead, and a common understanding of the likely nature and extent of the impacts. This operates in harness with a national risk assessment framework, which identifies over a five year period and forms the basis for decisions about emergency preparedness and about capabilities planning.
The UK is one of the pioneers in coordinated risk management for emergencies. The World Economic Forum (WEF) report on "Global Risks 2008" recognized UK's National Risk Assessment as the keystone for national risk management. Publication of the National Risk Register (see http://www.cabinetoffice.gov.uk/) will mean that UK will meet most of the five principles of country risk management established by the WEFs Global Risk Network as outlined below:
- Accountability: the need for accountabilityof risk assessment as a condition of the legitimacy of the assessment as a basis for concerted government action both within and across departments of government
- Integrated Assessment: establishing common procedures across government departments to assess risks reduces the changes of exaggeration of the risks and understatement of the more positive aspects of risks
- Devolved Implementation: integrated assessment of the risks should not imply centralised implementation of risk management and mitigation
- Seperation of analysis and policy: analysis is best kept within a seperate structure from policy implementation, to prevent pressures from policy makers from impinging upon the independence of the analysis
- Disclosure and transparency (if possible): the Global Risk Network recognises that Governments are caught between pressure to disclose risk assessments and the need to keep some assessments confidential so as to avoid panic, protect sources, and maintain resilience. But it considers that disclosure is to be preferred to avoid a situation in which incomplete or inaccurate information causes a popular reaction that may be worse than the risk itself.
The Capabilities Program is the core framework through which the Government is seeking to build resilience across all parts of the UK. The program identifies the generic capabilities that underpin the UK's resilience to disruptive challenges and ensures that each of these are developed. These capabilities include dealing with mass casualties and fatalities, response to chemical, biological, radiological and nuclear incidents, provision of essential services and warning and informing the public. Some components of the capabilities relate to the activities of central government, such as central crisis management faciliteis or the use of the Armed Forces. Other components are delivered by regional or local responders, but developed within the framework established at the center by the capabilities programme to ensure consistency and high standards. The program consists of a total of 19 capability workstreams which in turn fall into three groups:
- three workstreams which are essentially structural, dealing respectively with the central, regional and local response capabilities
- five which are concerned with the maintenance of essential services: food and water, transport, health services, financial services and utilities
- ten functional workstreams, dealing respectively with the assessment of risks and consequences, chemical, biological, radiological and nuclear (CBRN) resilience, site clearence, infectious diseases (human), infectious diseases (animal and plant), mass casualties, evacuation and shelter, warning and informing the public, mass fatalities, humanitarian assistance, flooding and recovery.
Integrated emergency management (IEM) comprises six related activities: anticipation, assessment, prevention, preparation, response and recovery. The first four of these relate to pre-emergency elements of IEM while the last two can be described as the post-emergency elements of IEM.
Responding agencies at the local level include Police Services, Fire and Rescue Services, Health Bodies, Coroner, Local Authorities, Government Agencies and other NDPBs, the Armed Forces, private sector, voluntary sector and the community. It is interesting to note that the UK authorities understand that the Armed Forces maintains no standing forces for Military Aid to Civil Authorities (MACA) and hence cannot make a committment that guarantees assistance to meet specific emergencies, that the armed forces should be called upon only as a last resort, and responding agencies should not base plans upon assumptions of military assistance. There is a distinction between the defence of the UK against military threats and UK civil protection as established in statute by the Civil Contingencies Act 2004. All military operations undertaken within the UK fall under the generic title of "UK Operations". This designation includes the Defence contribution to resilience, which is provided at the specific request of the civil authorities, is subject to civil primacy and requires the authorization of the Defence Minister.
For management and coordination of local operations, there is an agreed national framework for managing the local multi-agency response to, and recovery from, emergencies - the bronze or operational level, the silver or tactical level and gold or strategic level. Tactical command will be done from an established incident control point near the scene of emergency and will address issues such as the setting up of an outer cordon and the location of key functions or facilities such as a survivor assembly point, casualty clearing station and media liaison point. While the generic framework is designed to be flexible enough to be used to manage a wide range of emergencies.
There is also special provision for communicating with the public and for media management incorporated into contingency planning. First of all, there is the Media Emergency Forum (MEF) that have been working with the media to establish arrangements to ensure the delivery of information to the public in an emergency. A protocol for the delivery of urgent public safety information has also been agreed with national broadcasters. As an emergency develops, there will be a requirement for a more comprehensive media response structure to ensure consistency in the information provided at all levels of the response. The Cabinet office communication group may activate the news coordination center (NCC). The NCC supports the LGD in their communications management of the overall incident.
The UK government considers investment in counter-terrorism and resilience to be a priority and this has been reflected in the resources which have been made available both to respond to terrorist events and in support of the delivery of the counter-terrorism strategy. As the knowledge of the effectiveness of counter-terrorism capabilities increased and as new threats and opportunities have emerged, the government has allocated further resources to this area to enable increased capacity. Since a lot of the Indian central, state and local structures and policies have their origins in British India, the UK's response to terrorism holds a wealth of information that can provide guidance to establishing the new institutional framework for countering terrorism.
Sunday, December 7, 2008
Global Response to Terror: EU
Fundamentally however, the strategic committment boiled down to "combatting terrorism globally while respecting human rights". The four functional streams that emerged were (a) PREVENT, dealing with factors or root causes leading to radicalization and recruitment, (b) PROTECT, to ensure safety of citizens and infrastructure while reducing vulnerability, (c) PURSUE investigation globally, impede planning, travel and communication, disrupt support networks, cut off funding and access to weapons and other implements and bring all terror network stakeholders to justice and (d) RESPOND, by ensuring adequate levels of preparation, manage and minimize the consequences of an attack, improve response capabilities including dealing with the aftermath i.e., coordination of response and the needs of the victims.
Overall, this makes for an interesting case study of how different countries can come together to combat the menace of terrorism through an institutional framework. This is however, a long term approach requiring high levels of mutual trust, understanding and funding, and there is always the danger of gold-plating specifications and over-bureaucratization.
Thursday, December 4, 2008
Institutional Framework: Institutions
But what if the degree of mutual distrust, as has been in the case of India and Pakistan, is still so high, that it does not provide an environment for creation of such institutions? Compounding the problem is also the fact that there are, as someone pointed out recently, there are many Pakistans and it is difficult to gauge who actually you are engaging, putting into question, the sustainability of any such engagement.
The alternative, for the moment at least, is an unified prevention, protection, response and recovery system. Some of the key elements of this system would be an ubiquitous intelligence web, fully integrated with the executive, law enforcement, investigative elements, response units, civil defence and presumably, the criminal justice system, fire and ambulance services, hospitals, private sector representatives and citizen councils among others - essentially, all stakeholders in the response network. The role of private security organizations would need to be reviewed as these provide for custom security requirements of the private sector over and above that given by the federal and state systems. Information is key. Integrated collection and processing web upstream connects seamlessly to a downstream distribution web through the collation and analysis nodes with each stage of the interchange having its in-built governance mechanisms.
The good news is that all the elements needed for such an institution exist today. What is missing is only the integrated institutional framework.

To integrate the existing elements into a unified framework, some understanding of institutionalization is necessary. Institutionalization can be measured along three dimensions: commonality, specificity and differentiation. Commonality refers to the degree to which expectations about appropriate behaviour are shared by stakeholders. Specificity refers to the degree to which specific and enduring rules exist, governing the practices of officials, the obligation of related organizations and legitimate procedures for changing collective policy. Functional differentiation refers to the extent to which the institution assigns different roles to different members. In the absence of visionary and strong leadership, this exercise would, yet again, deteriorate into another bureaucracy within a bureaucracy.
The national strategy for this initiative could be defined as a national effort to (a) prevent terrorist attacks within India (b) reduce India's vulnerability to terrorism (c) minimize the damage and (d) recover from attacks that do occur. This definition should help the government more effectively administer, fund and coordinate activities both inside and outside the proposed new structure and ensure all parties are focused on the same goals and objectives. The initial challenges of the leadership role would entail (a) establishing a leadership structure for national security (b) defining the roles of different levels of government (c) developing performance goals and measures and (d) deploying appropriate tools to best acheive and sustain national goals. The structure would integrate existing organizations, many of which are already entrenched within a ministry or the cabinet secretariat, from a federal level down to the jurisdiction of well over 10,000 police stations across the country. Acheiving national preparedness and response goals hinges on the central government's ability to form effective partnerships with state and local entities. Decision makers will have to balance the national interest of preventiona nd preparedness with the unique needs and interests of local communities. A 'one-size-fits-all' approach will not serve to leverage the assets and capabilities that reside within state and local governments and the private sector. By working collectively with the state and local governments, the central government gains the resources and expertise of the people closest to the challenge. This is not entirely without risk. The state and local governments may not share the same priorities for use of federal funds. This divergence of priorities can result in state and local governments simply replacing their own previous levels of committment in these areas with the new federal resources. From the state and local perspective, engagement with central programs opens them up to potential central preemption and mandates. From the public perspective, partnerships if not clearly defined, risk blurring responsibility for the outcome of public programs.
Initiatives at all levels would also need accountability metrics in terms of a baseline set of goals and measures upon which to assess and improve many of its initiatives to prevent attacks, reduce the nation's vulnerability to attacks, or minimize the damage and recovering from attacks that do occur. Performance measures will need to be used to evaluate effectiveness of programs, alowing agencies to measure their progress make resource allocation decisions, and adjust priorities. As national strategy and related implementation plans evolve, clearer performance expectations will emerge. Given the need for a highly integrated approach to the security challenge, national performance goals and measures may best be developed in a collaborative way involving all levels of government and the private sector.
Assessing the capability of state and local governments to respond to catastrophic terror strikes is an important feature of the national strategy and the responsibilities of the new framework. The national strategy should recognize the importance of standards and performance measures in areas such as training, equipment and communications. For example, the national strategy may propose the establishment of national standards for emergency response training and preparedness. These standards would require certan coursework for individuals to receive and maintain certification as first responders and for state and local governments to receive central grants. The national strategy could establish simulation programs or exercises to educate and evaluate civilian response personnel at all levels of government. It would require individuals and government bodies to complete successfully at least one exercise every year. The new framework could use these exercises to measure performance and allocate future resources.
Communication and communication interoperability would be a key requirement across all levels where standards, protocols and processes would need to be developed. It would also require setting national standards for technology acquisition. Central grants can be tied with state and local government procurement of terrorism-related communication equipment to this communication plan.
The choice and design of policy tools to engage and involve all levels of government and the private sector will have important consequences for performance and accountability. Governments have a variety of policy tools including grants, regulations, tax incentives, and information sharing mechanisms to motivate or mandate other levels of government or the private sector to address security concerns. The choice of policy tools will affect sustainability fo efforts, accountability and flexibility, and targeting of resources. The design of central policy will play a vital role in determining success and ensuring that scarce funds are used to acheive critical national goals.
Bottomline, the focus would be on strategy, structure, culture, process and systems - the five elements of performance and organizational effectiveness.
